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Four Eyes Financial is the compliance lifecycle platform for North American regulated wealth management firms.

in

SOC 2 Type II Compliant

Onboarding & KYC

Digital Onboarding KYC Maintenance Bulk Transitions

Surveillance & Supervision

Risk7 Trade Surveillance Pre-Trade Analyzer Product Shelf Management Product Research & Point of Sale

Casework & Conduct

Case Management Client Complaints CE Manager

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Canada

Investment Dealers Mutual Fund Dealers Portfolio Management Firms Bank-Owned Wealth

United States

Broker-Dealers RIAs & Dually Registered Bank-Owned Wealth

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